Office of Ethics, Compliance & Audit Services

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Internal Audit Report Search Results

Report Date
Location
Project Number
Report Title
Fiscal Year
12-01-2023 UCSB 08-24-0002 Conflict of Interest / Conflict of Commitment in Research 2023-24
10-26-2023 UCSB 08-23-0009 IT: Student Health Portal Information Security 2022-23
10-20-2023 UCSB 08-24-0001-2 Humanities and Fine Arts - Department of Linguistics – Limited Internal Control 2023-24
10-20-2023 UCSB 08-24-0001-1 Humanities and Fine Arts - Department of Film & Media Studies – Limited Internal 2023-24
09-12-2023 UCSB 08-23-0014 Budget Allocation Process 2022-23
07-13-2023 UCSB 08-23-0015 Limited Internal Control Review - UCSB Arts & Lectures 2022-23
06-28-2023 UCSB 08-23-0012 Department of Economics – Internal Control Review 2022-23
06-23-2023 UCSB 08-23-0001 Contracting Out (Systemwide) 2022-23
05-22-2023 UCSB 08-23-0003 Department of Geography – Internal Control Review 2022-23
03-16-2023 UCSB 08-22-0005 UCPD Complaints Process Review (Systemwide) 2021-22
03-06-2023 UCSB 08-23-0007 Admissions Data Analytics Review 2022-23
02-03-2023 UCSB 08-23-0002 IT: UCPath Separation of Duties Management 2022-23
02-02-2023 UCSB 08-23-0008 HEERF Review 2022-23
12-16-2022 UCSB 08-23-0005 IT: End Point Security 2022-23
10-31-2022 UCSB 08-23-0004 Department of Mathematics – Internal Control Review 2022-23
08-12-2022 UCSB 08-22-0008 IT: Active Directory 2021-22
07-18-2022 UCSB 08-22-0013 Americans with Disabilities Act – Follow-up 2021-22
07-08-2022 UCSB 08-22-0009 Professional and Continuing Education – Internal Control Review 2021-22
05-27-2022 UCSB 08-22-0011 Transportation and Parking Services 2021-22
05-18-2022 UCSB 08-22-0006 University Library – Internal Control Review 2021-22
05-09-2022 UCSB 08-22-0010 Office of Student Life – Registered Campus Organizations 2021-22
02-15-2022 UCSB 08-22-0001 IT: Separation of Duties 2021-22
01-27-2022 UCSB 08-22-0002 Athletic Camp Financial Activity 2021-22
01-10-2022 UCSB 08-22-0003 University Inventory - Supplies, Materials, and Non-Inventorial Equipment 2021-22
10-29-2021 UCSB 08-21-0015 Vendor Evaluation Process 2020-21
10-29-2021 UCSB 08-21-0016 Effort Report Certification 2020-21
09-27-2021 UCSB 08-21-0009 IT: IS-3 Policy 2021-22
06-29-2021 UCSB 08-21-0011 Executive Compensation – Chancellor’s Expenses 2020-21
06-22-2021 UCSB 08-21-0013 UC Fair Wage/Fair Work Review 2020-21
06-10-2021 UCSB 08-21-0004 Donations Review 2020-21
06-08-2021 UCSB 08-21-0012 Annual Report on Executive Compensation (AREC) 2020-21
05-07-2021 UCSB 08-21-0010 College of Creative Studies – Internal Control Review 2020-21
05-04-2021 UCSB 08-21-0005 Procurement Card Program 2020-21
04-27-2021 UCSB 08-20-2020 Foreign Influence 2019-20
03-15-2021 UCSB 08-21-0006 Center for Black Studies Research – Internal Control Review 2020-21
02-28-2021 UCSB 08-22-0004 Admissions Data Analytics Review 2021-22
01-25-2021 UCSB 08-21-0002 Cash Management 2020-21
12-15-2020 UCSB 08-20-0011 Alumni Affairs - Internal Control Review 2019-20
12-15-2020 UCSB 08-21-0003 Desktop practices - College of Letters and Science 2020-21
10-16-2020 UCSB 08-20-0008 IT: UCPath – Post-Implementation Support Limited Review 2019-20
07-31-2020 UCSB 08-20-0009 University Inventories 2019-20
07-30-2020 UCSB 08-20-0013 UC Fair Wage / Fair Work Review 2019-20
07-28-2020 UCSB 08-20-0006 Americans with Disabilities Act Compliance 2019-20
04-16-2020 UCSB 08-20-0005 Religious Studies – Internal Control Review 2019-20
04-10-2020 UCSB 08-20-0021 Undergraduate Admissions – Phase 2 2019-20
02-24-2020 UCSB 08-20-0003 Recharge Activities 2019-20
01-13-2020 UCSB 08-20-0002 Export Controls 2019-20
01-08-2020 UCSB 08-20-0001 IT: Campus Environmental Control and Metasys - Limited Review 2019-20
08-26-2019 UCSB 08-19-0020 Undergraduate Admissions 2018-19
08-22-2019 UCSB 08-19-0012 Campus Financial System - Limited Post Implementation Review 2018-19
08-22-2019 UCSB 08-19-0007 Lab Safety and Hazardous Materials Handling 2018-19
07-15-2019 UCSB 08-18-0013 Travel 2018-19
07-11-2019 UCSB 08-18-0010 Fair Wage/Fair Work Review 2018-19
05-17-2019 UCSB 08-19-0004 Password Management 2018-19
05-07-2019 UCSB 08-19-0006 Business Contracts - International 2018-19
04-22-2019 UCSB 08-19-0005 College of Engineering 2018-19
01-24-2019 UCSB 08-19-0001 Gift Administration - Donor Intent 2018-19
12-18-2018 UCSB 08-18-0003 Earth Research Institute 2018-19
12-10-2018 UCSB 08-18-0017 UCPath Limited Scope Project Progress Review 2018-19
11-28-2018 UCSB 08-18-0020 HR Background Checks 2017-18
09-20-2018 UCSB 08-18-0009 IT: General Controls - Campus Security 2017-18
09-17-2018 UCSB 08-18-0012 Environmental Health & Safety (EH&S): Safety Training 2017-18
08-08-2018 UCSB 08-18-0018 Conference Services - Internal Control Review 2017-18
07-26-2018 UCSB 08-18-0019 Enterprise and Campus-wide IT Project Costs Fiscal Year 2017-18 Review 2017-18
07-20-2018 UCSB 08-18-0015 Fair Wage/ Fair Work (Systemwide) 2017-18
06-05-2018 UCSB 08-18-0011 IT: Transcript Tracking System and Transfer Evaluation and Articulation System 2017-18
04-30-2018 UCSB 08-18-0006 IT: General Controls - Cloud Computing 2017-18
04-30-2018 UCSB 08-18-0005 Deferred Maintenance 2017-18
04-27-2018 UCSB 08-18-0007 Environmental Health & Safety (EH&S): Construction Close Out 2017-18
04-26-2018 UCSB 08-18-0014 Executive Compensation: Annual Report on Executive Compensation (AREC) 2017-18
04-26-2018 UCSB 08-18-0008 Hiring Practices - Faculty Recruitments 2017-18
03-26-2018 UCSB 08-18-0013 Executive Compensation Chancellor's Expenses and T&E Review 2017-18
11-15-2017 UCSB 08-18-0001 Information Security - Web Applications 2017-18
10-24-2017 UCSB 08-18-0004 Police Department 2017-18
09-29-2017 UCSB 08-18-0003 Marine Science Institute 2017-18
07-26-2017 UCSB 08-17-0017 UCPath Limited Scope Project Progress Review 2016-17
06-29-2017 UCSB 08-17-0009 Hosford Counseling & Psychological Services Clinic 2016-17
06-26-2017 UCSB 08-17-0016 Fair Wage Fair Work - Systemwide Audit 2016-17
06-12-2017 UCSB 08-17-0012 Housing - Internal Control Review 2016-17
06-07-2017 UCSB 08-17-0007 IT: Administrative & Residential Information Technology Operational Review 2016-17
06-05-2017 UCSB 08-17-0011 IT: Information Security - Server Practices 2016-17
05-18-2017 UCSB 08-17-0020 Controlled Substances 2016-17
05-10-2017 UCSB 08-17-0013 Chancellor's Expenses and Travel & Entertainment Review 2016-17
04-26-2017 UCSB 08-17-0008 Human Subjects 2016-17
04-12-2017 UCSB 08-17-0014 Annual Report on Executive Compensation (AREC) 2016-17
02-17-2017 UCSB 08-17-0005 National Center for Ecological Analysis and Synthesis 2016-17
02-16-2017 UCSB 08-17-0003 Koegel Autism Center 2016-17
01-20-2017 UCSB 08-17-0004 Kavli Institute for Theoretical Physics 2016-17
01-04-2017 UCSB 08-17-0002 ICA & Recreation - Procurement and Contracting 2016-17
12-22-2016 UCSB 08-17-0001 IT: Information Security - Restricted Information 2016-17
08-17-2016 UCSB 08-16-0016 Enterprise and Campus-wide IT Project Costs Fiscal Year 2015-16 Review 2015-16
07-29-2016 UCSB 08-16-0007 Associated Students Internal Control Review 2015-16
07-13-2016 UCSB 08-16-0017 Research Conflict of Interest 2015-16
07-01-2016 UCSB 08-16-0013 Credit Cards: PCI Compliance 2015-16
05-11-2016 UCSB 08-16-0011 Information Security: North Hall Data Center Physical Security 2015-16
04-07-2016 UCSB 08-16-0009 Long Range Development Plan: Reporting and Mitigation Monitoring 2015-16
03-31-2016 UCSB 08-16-0008 Construction Activities 2015-16
03-29-2016 UCSB 08-16-0012 Annual Report on Executive Compensation (AREC) 2015-16
02-10-2016 UCSB 08-16-0006 Lab Safety: Settlement Compliance 2015-16
12-04-2015 UCSB 08-16-0004 Stewardship of Student Funds 2015-16
11-24-2015 UCSB 08-16-0003 California NanoSystems Institute 2015-16
10-21-2015 UCSB 08-15-0018 Delegated Procurement Authorities 2014-15
10-14-2015 UCSB 08-16-0002 UCSB Extension 2015-16
10-08-2015 UCSB 08-16-0001 Financial System Implementation Project (FSIP) - Limited Scope Progress Review 2015-16
05-28-2015 UCSB 08-15-0014 University Inventories - Audit Follow-Up Review 2014-15
04-23-2015 UCSB 08-15-0002 Enterprise and Campus-wide IT Project Costs 2014-15
04-21-2015 UCSB 08-15-0008 Graduate Financial Aid & Graduate Student Fee Remission 2014-15
03-25-2015 UCSB 08-15-0010 Chancellor's Expenses and Travel & Entertainment Review 2014-15
03-17-2015 UCSB 08-15-0007 University Center (UCen) Internal Control Review 2014-15
01-20-2015 UCSB 08-15-0001 Information Security - Desktop Practices 2014-15
12-16-2014 UCSB 08-15-0003 Intercollegiate Athletics Camps and Clinics 2014-15
11-20-2014 UCSB 08-15-0011 IT: Information Security - Business and Financial Services 2014-15
10-06-2014 UCSB 08-14-0010 Assessment of Campus Policies and Procedures 2013-14
09-24-2014 UCSB 08-15-0004 Integration and Control of Auxiliaries - Phase 2 2014-15
08-01-2014 UCSB 08-14-0014 Third Party IT Services 2013-14
07-18-2014 UCSB 08-14-0009 Integration and Control of Auxilaries - Phase 1 Interim Report 2013-14
07-01-2014 UCSB 08-14-0007 Student Information System (SIS) Modernization Project Limited Scope Progress Re 2013-14
06-23-2014 UCSB 08-14-0002 University Inventories - Phase 2 2013-14
05-29-2014 UCSB 08-13-0015 Bren School of Environmental Science and Management 2012-13
04-01-2014 UCSB 08-14-0006 Financial System Implementation Project (FSIP) Limited Scope Progress Review 2013-14
02-10-2014 UCSB 08-14-0001 Gateway Post-Implementation Review 2013-14
02-07-2014 UCSB 08-14-0002 University Inventories - Phase I 2013-14
02-06-2014 UCSB 08-14-0003 UCTrust Compliance Review 2013-14
10-23-2013 UCSB 08-13-0022 Fund Balances 2012-13
05-21-2013 UCSB 08-13-0030 Financial System Implementation Project: CASHNet Internal Control Review 2012-13
05-03-2013 UCSB 08-13-0006 Exercise and Sport Studies Field Audit Follow-up 2012-13
05-02-2013 UCSB 08-13-0008 Financial System Implementation Project: Project Progress Review 2012-13
04-24-2013 UCSB 08-13-0002 UC Education Abroad Program 2012-13
04-22-2013 UCSB 08-13-0017 Construction: Proposition 1D Construction 2012-13
04-12-2013 UCSB 08-13-0014 Executive Compensation: Chancellor's Expenses and T & E Review 2012-13
03-28-2013 UCSB 08-13-0016 Intercollegiate Athletics Field Audit Follow-up 2012-13
02-11-2013 UCSB 08-13-0010 Student Information Systems Modernization Project: Progress Audit Follow-up 2012-13
01-22-2013 UCSB 08-11-00022 Financial System Implementation: Accounts Payable Vendor Assessment 2010-11
01-09-2013 UCSB 08-12-0008 Procurement and Contracting: Risk Assessment and Contract Compliance Review 2011-12
12-14-2012 UCSB 08-13-0003 Marine Science Institute 2012-13
12-13-2012 UCSB 08-13-0005 Travel and Entertainment 2012-13
10-05-2012 UCSB 08-13-0004 Financial System Implementation Project: Campus Use of Shadow Systems 2012-13
09-13-2012 UCSB 08-12-0005 Institutional Animal Care and Use Committee 2011-12
08-22-2012 UCSB 08-12-0002 Materials Department 2011-12
07-13-2012 UCSB 08-12-0011 Earth Research Institute 2011-12
05-15-2012 UCSB 08-12-0007 Student Information Systems Replacement - Project Progress 2011-12
04-24-2012 UCSB 08-12-0012 Undergraduate Financial Aid 2011-12
04-19-2012 UCSB 08-12-0014 Construction Activities 2011-12
04-09-2012 UCSB 08-11-0021 Exercise and Sports Studies 2010-11
03-12-2012 UCSB 08-12-0004 Student Elections 2011-12
01-20-2012 UCSB 08-12-0013 Alumni Affairs 2011-12
12-06-2011 UCSB 08-11-0006 Recharge Activities 2010-11
11-17-2011 UCSB 08-11-00020 Materials Department - Microscopy and Microanalysis Facility 2010-11
10-28-2011 UCSB 08-11-00015 Online Form-5 System 2010-11
09-28-2011 UCSB 08-11-00017 Neuroscience Research Institute 2010-11
09-15-2011 UCSB 08-11-00011 Export Controls 2010-11
08-01-2011 UCSB 08-11-00018 IS-3 Electronic Information Security 2010-11
05-18-2011 UCSB 08-11-00010 Interdisciplinary Humanities Center 2010-11
05-12-2011 UCSB 08-11-00007 Solid State Lighting and Energy Center (SSLEC) 2010-11
04-05-2011 UCSB 08-11-00005 Clery Act Reporting Process 2010-11
04-01-2011 UCSB 08-11-00013 Executive Compensation - Chancellor's Expenses 2010-11
03-22-2011 UCSB 08-11-00001 Travel 2010-11
03-04-2011 UCSB 08-11-00002 Cash Controls 2010-11
02-10-2011 UCSB 08-11-00008 Conflict of Interest – Conflict of Commitment 2010-11
11-10-2010 UCSB 08-11-00003 Electrical and Computer Engineering 2010-11
10-12-2010 UCSB 08-10-00013 Intercollegiate Athletics 2010-11
10-12-2010 UCSB 08-10-00012 Institute for Social, Behavioral and Economic Research 2010-11
08-05-2010 UCSB 08-10-00007 Department of Psychology 2010-11